Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Mongiove is a financial professional with over 10 years of experience in the industry. Peter is currently registered with TP Icap Global Markets Americas LLC. Peter has previously been registered with Tullett Prebon Financial Services LLC and AXA Advisors, LLC. Peter holds Series 7, Series 63, and SIE licenses. Peter is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NJ
05/28/2014 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
09/28/2012 - 04/12/2013
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 11/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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