Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Modifica is a financial advisor registered with Wells Fargo Securities, LLC in New York, NY. Peter has been in the financial industry since 2003. Peter has passed the Series 7, Series 63, Series 3, SIE, Series 22, Series 6, Series 52, Series 82 and Series 99TO examinations. Peter has previously worked at CITIGROUP GLOBAL MARKETS INC., SG AMERICAS SECURITIES, LLC, NEWEDGE USA, LLC, LEHMAN BROTHERS INC., MERRILL LYNCH PROFESSIONAL CLEARING CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BEAR, STEARNS & CO. INC. and MORGAN STANLEY & CO., INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/23/2019 - Present
Wells Fargo Securities, LLC (New York NY)
NY
09/19/2016 - 01/02/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/02/2015 - 07/28/2016
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
10/20/2008 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
11/14/2005 - 09/18/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/16/2005 - 08/18/2005
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
09/08/2004 - 08/18/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/11/2003 - 07/15/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/11/2003 - 07/15/2004
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
02/23/2001 - 05/27/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 02/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 02/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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