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Peter Mihopoulos

William O'Neil Securities

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About Peter Mihopoulos

Peter Mihopoulos is a financial advisor with William O'Neil Securities. Peter has been in the securities industry since 1996. Peter has a variety of experience, having previously worked at The Benchmark Company, LLC, PALI CAPITAL, INC., Goldman, Sachs & Co., SPEAR, LEEDS & KELLOGG, L.P., and CIBC WORLD MARKETS CORP. Peter is registered in Connecticut, Florida, Illinois, Maryland, Minnesota, New York, Pennsylvania, and Wisconsin.

Firm Information

Peter Mihopoulos is currently registered with William O'Neil Securities. William O'Neil Securities is a corporation formed on November 7, 1963. The firm is registered with the Securities and Exchange Commission and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Mihopoulos’s Registration & Firm History

NY

07/13/2017 - Present

William O'Neil Securities (NEW YORK NY)

NY

03/01/2010 - 08/16/2017

THE BENCHMARK COMPANY, LLC (NEW YORK NY)

NY

12/06/2002 - 05/06/2010

PALI CAPITAL, INC. (NEW YORK NY)

NY

09/09/2002 - 11/21/2002

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

02/15/2000 - 09/09/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

05/28/1997 - 02/28/2000

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

10/14/1993 - 04/20/1994

A. R. BARON & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/23/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Mihopoulos.
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