Unclaimed
Peter Michael Tenuta is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Peter has been in the financial services industry since August 1997, holding both broker-dealer and investment advisor licenses. Peter has worked for Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. before joining Merrill Lynch. Peter holds the Series 31, Series 7, Series 63, and Series 65 licenses. Peter is registered in 18 states. Peter specializes in providing financial advice to high-net-worth individuals, corporations, and pension and profit-sharing plans. Peter also offers portfolio management for businesses and individuals, as well as educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/18/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FARMINGTON HILLS MI)
MI
06/01/2009 - 04/10/2012
MORGAN STANLEY SMITH BARNEY (ANN ARBOR MI)
MI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LIVONIA MI)
MI
08/14/1997 - 04/02/2007
MORGAN STANLEY DW INC. (LIVONIA MI)
IA
Issued 10/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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