Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Michael Steffens is a financial advisor with Raymond James & Associates, Inc., located in Mandeville, LA. Peter has over 20 years of experience in the financial services industry, and is registered in 15 states to provide investment advice. Peter is a Series 63 and 66 licensed financial advisor. He is also licensed to sell securities (Series 7) and provide investment advice (Series 31) in the futures market. Prior to joining Raymond James & Associates, Inc., Peter worked at J.P. MORGAN SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Peter is also the CEO of Steffens Investments, LLC., which is a real estate holding company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
06/29/2016 - Present
Raymond James & Associates, Inc. (Mandeville LA)
LA
10/01/2012 - 09/24/2015
J.P. MORGAN SECURITIES LLC (HARAHAN LA)
LA
07/24/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HARAHAN LA)
LA
01/26/2009 - 07/29/2009
FBT INVESTMENTS, INC. (NEW ORLEANS LA)
LA
07/09/2004 - 01/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANDEVILLE LA)
NY
03/14/1994 - 05/24/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1994
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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