Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Michael Santulli is a financial advisor registered with Wells Fargo Clearing Services, LLC. Peter has been working in the financial industry for over 35 years and has a strong track record of helping clients achieve their financial goals. He has held positions at a number of well-known firms, including Morgan Stanley and Chase Investment Services Corp. Peter holds the Series 7, Series 63, and Series 65 licenses and is qualified to provide financial advice in a variety of areas, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/14/2020 - Present
Wells Fargo Clearing Services, LLC (GARDEN CITY NY)
NY
03/17/2011 - 06/04/2019
MORGAN STANLEY (GARDEN CITY NY)
NY
10/15/2002 - 03/17/2011
CHASE INVESTMENT SERVICES CORP. (LAWRENCE NY)
FL
06/14/2002 - 10/31/2002
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
NJ
10/18/2001 - 06/14/2002
SOMERSET FINANCIAL GROUP, INC. (PRINCETON NJ)
NY
01/20/1999 - 12/11/2001
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
02/02/1998 - 01/22/1999
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
02/11/1992 - 02/20/1998
TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC. (COLD SPRING HARBOR NY)
NY
01/30/1988 - 02/28/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
09/04/1987 - 02/04/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
09/24/1986 - 09/24/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 07/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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