Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Michael Sanfelippo is a financial advisor with UBS Financial Services Inc. Peter has been in the financial services industry since November 1994. Peter has a wide range of experience and holds licenses in several states. Peter is registered with UBS Financial Services Inc. in Missouri and Texas. He has also held past registrations with Morgan Stanley DW Inc. Peter’s primary focus is on helping individuals and businesses with financial planning and portfolio management. Peter is dedicated to providing his clients with personalized and professional financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
04/06/2006 - Present
UBS Financial Services Inc. (CHESTERFIELD MO)
NY
11/29/1994 - 10/11/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1994
Series 3 - National Commodity Futures Examination
BC
Issued 11/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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