Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Michael Rosten is a financial professional with over 20 years of experience in the industry. Peter is currently a registered representative with The Vertical Group and has held previous positions with South Fork Securities, Celadon Financial Group LLC, RBC Capital Markets Corporation, Carlin Equities, LLC, and Ladenburg, Thalmann & Co., Inc. Peter has a strong background in investment banking and equity trading and holds a variety of licenses and designations, including Series 7, 6, 55, 24, 57TO, 79TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/08/2013 - Present
THE Vertical Group (MIAMI BEACH FL)
FL
09/10/2021 - 02/07/2023
SOUTH FORK SECURITIES (Miami Beach FL)
NY
12/07/2012 - 01/02/2013
CELADON FINANCIAL GROUP LLC (NEW YORK NY)
NJ
09/27/2007 - 12/10/2012
THE VERTICAL GROUP (RED BANK NJ)
NY
01/02/2007 - 09/20/2007
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
12/02/2003 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
NJ
12/17/2002 - 01/06/2004
THE VERTICAL GROUP, INC. (RED BANK NJ)
NY
10/30/2000 - 08/19/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
11/05/1999 - 11/02/2000
SHARPE CAPITAL, INC. (NEW YORK NY)
NY
12/10/1997 - 05/10/1999
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
BC
Issued 04/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/22/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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