Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Purcell is a financial advisor registered with Houlihan Lokey Capital, Inc. and Triago. Peter has been in the financial services industry since 2011 and holds a Series 63, 7, 24, 79 and SIE license. Peter has held previous registrations with Stifel, Nicolaus & Company, Incorporated, Eaton Partners, LLC, Ameritech Advisors and Duff & Phelps Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/16/2024 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
03/29/2018 - 07/18/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN DIEGO CA)
CA
07/13/2016 - 03/29/2018
EATON PARTNERS, LLC (SAN DIEGO CA)
NY
11/01/2013 - 12/26/2013
AMERITECH ADVISORS (NEW YORK NY)
IL
09/22/2011 - 09/30/2013
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
BC
Issued 07/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/21/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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