Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Michael Perdomo is a financial advisor with over 19 years of experience in the financial services industry. Peter is currently registered with UBS Financial Services Inc. in Chattanooga, Tennessee. Prior to joining UBS, Peter was a financial advisor at Ascensus Broker Dealer Services, LLC in Newton, Massachusetts. Peter has a broad range of experience in the financial services industry. He is registered to provide securities-related services in Alabama, Florida, Georgia, Louisiana, Mississippi, New York, and Tennessee. Peter holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
08/29/2023 - Present
UBS Financial Services Inc. (CHATTANOOGA TN)
MA
10/19/2018 - 04/26/2023
ASCENSUS BROKER DEALER SERVICES, LLC (NEWTON MA)
PA
09/24/2013 - 10/19/2018
ASCENSUS FINANCIAL SERVICES, LLC. (DRESHER PA)
TN
07/06/2011 - 08/01/2013
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
IN
05/24/2007 - 08/05/2010
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
GA
06/15/2004 - 05/02/2007
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
NJ
08/11/2003 - 06/07/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 08/29/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Peter Perdomo is the right advisor for you? Invested Better is here to help.
