Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Kaplan is a financial advisor with over 27 years of experience in the financial services industry. Peter is currently registered with Osaic Wealth, Inc. as a Registered Representative and Investment Advisor Representative. Previously, Peter has held various roles at Sagepoint Financial, Inc. and American General Securities Incorporated. Peter holds Series 7, 31, 63 and 66 securities licenses and is licensed in 22 states. Peter specializes in providing financial planning services and portfolio management for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
09/01/2023 - Present
Osaic Wealth, Inc. (TWINSBURG OH)
OH
10/31/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (TWINSBURG OH)
OH
09/13/2004 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (TWINSBURG OH)
TX
04/01/1998 - 03/19/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
NY
12/02/1996 - 10/09/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/16/1995 - 12/19/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 01/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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