Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Gillespie is a financial advisor with over 20 years of experience in the industry. Peter Gillespie is currently registered with LPL Financial LLC. Peter Gillespie is also registered as an investment advisor representative. Peter Gillespie has held previous positions with WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., AVISEN SECURITIES, INC. and MORGAN STANLEY DW INC. Peter Gillespie is licensed to offer financial products and services in multiple states including Arizona, California, Florida, North Carolina, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/15/2011 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
01/01/2008 - 12/15/2011
WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)
CA
11/17/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SACRAMENTO CA)
CA
04/02/2004 - 11/17/2005
AVISEN SECURITIES, INC. (SACRAMENTO CA)
NY
01/01/2001 - 04/07/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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