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Peter Michael Agola

TP Icap Global Markets Americas LLC

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About Peter Michael Agola

Peter Michael Agola has been a part of the financial services industry since October 15, 1987. He is currently registered with TP Icap Global Markets Americas LLC. Prior to joining TP Icap Global Markets Americas LLC, Agola was a registered representative with ICAP Securities USA LLC. He has been a licensed Series 3, Series 7, Series 24, Series 63, and Series 72 representative since 1999. Peter has a diverse background in financial services and is dedicated to providing exceptional service to clients.

Firm Information

Peter Agola is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Agola’s Registration & Firm History

FL

06/30/2023 - Present

TP Icap Global Markets Americas LLC (BOCA RATON FL)

FL

01/31/2002 - 06/30/2023

ICAP SECURITIES USA LLC (Boca Raton FL)

NY

05/16/1991 - 01/25/2002

GARBAN LLC (NEW YORK NY)

NA

02/28/1991 - 04/09/1991

FUNDAMENTAL BROKERS

NA

09/19/1989 - 02/28/1991

FUNDAMENTAL BROKERS INC.

NY

07/25/1987 - 08/07/1989

GARBAN LIMITED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/14/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/28/1999

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Peter Michael Agola. Review regulatory record here.
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