Unclaimed
Peter Michael Agola has been a part of the financial services industry since October 15, 1987. He is currently registered with TP Icap Global Markets Americas LLC. Prior to joining TP Icap Global Markets Americas LLC, Agola was a registered representative with ICAP Securities USA LLC. He has been a licensed Series 3, Series 7, Series 24, Series 63, and Series 72 representative since 1999. Peter has a diverse background in financial services and is dedicated to providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/30/2023 - Present
TP Icap Global Markets Americas LLC (BOCA RATON FL)
FL
01/31/2002 - 06/30/2023
ICAP SECURITIES USA LLC (Boca Raton FL)
NY
05/16/1991 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NA
02/28/1991 - 04/09/1991
FUNDAMENTAL BROKERS
NA
09/19/1989 - 02/28/1991
FUNDAMENTAL BROKERS INC.
NY
07/25/1987 - 08/07/1989
GARBAN LIMITED (NEW YORK NY)
BC
Issued 09/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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