Unclaimed
Peter Merritt Dunn is a financial professional with a Series 63, Series 79TO, and SIE licenses. Peter has been in the industry since August 30, 2022 and currently works for TD Securities (USA) LLC. Peter is registered in New York and Texas and is currently working out of the Houston, TX branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/31/2022 - Present
TD Securities (usa) LLC (HOUSTON TX)
BC
Issued 09/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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