Unclaimed
Peter Melvin Rapaport is a financial advisor currently associated with Henley & Co. LLC. Peter has been in the financial services industry since 1986 and has been registered with FINRA since 1987. Peter is licensed to provide financial services in several states, including California, Florida, New Jersey, New York, Pennsylvania, and Texas. Peter has held previous positions with firms such as Maxim Group LLC, Investec Ernst & Company, Herzog, Heine, Geduld, Inc., Josephthal & Co., Inc., and Mabon, Nugent & Co. Peter's experience and expertise in the financial services industry provide clients with a wide range of knowledge and capabilities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2017 - Present
Henley & Co. LLC (UNIONDALE NY)
NY
10/23/2002 - 06/13/2017
MAXIM GROUP LLC (NEW YORK NY)
NY
01/31/2001 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
04/27/2000 - 01/31/2001
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NY
10/09/1991 - 05/01/2000
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
05/29/1990 - 10/23/1991
JOSEPHTHAL & CO., INC.
NA
11/25/1987 - 05/29/1990
JOSEPHTHAL & CO., INCORPORATED
NA
03/27/1984 - 01/15/1985
MABON, NUGENT & CO.
NA
06/22/1983 - 12/30/1983
PRESCOTT, BALL & TURBEN, INC.
IA
Issued 05/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/11/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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