Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter McMahon is a financial advisor who has been in the industry since 1999. Peter is currently registered with Osaic Institutions, Inc. Peter is also registered with a number of other firms including HSBC Securities (USA) Inc., Wells Fargo Clearing Services, LLC, and LPL Financial LLC. Peter has a wide range of experience in the financial services industry. Peter holds several licenses including Series 63, 65, 66, 7, 9, 10, 24, and 31. Peter has also passed the SIE Exam. Peter specializes in providing financial planning, investment management and portfolio management services to individuals and corporations. Peter also provides educational seminars and other advisory services. Peter is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/21/2023 - Present
Osaic Institutions, Inc. (New York NY)
NY
05/01/2018 - 07/03/2023
HSBC SECURITIES (USA) INC. (SCARSDALE NY)
CT
04/29/2016 - 04/26/2018
WELLS FARGO CLEARING SERVICES, LLC (WOODBURY CT)
NY
05/15/2012 - 05/24/2016
LPL FINANCIAL LLC (PEARL RIVER NY)
NY
06/09/2009 - 05/15/2012
HSBC SECURITIES (USA) INC. (NYACK NY)
CT
05/21/2008 - 06/04/2009
PEOPLE'S SECURITIES, INC. (BROOKFIELD CT)
NY
03/04/2008 - 06/02/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/27/2007 - 03/05/2008
CHASE INVESTMENT SERVICES CORP. (WHITE PLAINS NY)
NY
01/01/2005 - 09/05/2007
HSBC SECURITIES (USA) INC. (MOUNT KISCO NY)
NY
05/21/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
10/12/1999 - 05/16/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
07/30/1999 - 11/01/1999
STOCKTON EQUITIES GROUP (SAN DIEGO CA)
BOTH
Issued 03/26/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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