Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Mchugh Gallagher is a financial advisor currently registered with Mizuho Securities USA LLC. Peter has been in the industry since May 14, 2002, and holds various licenses, including Series 7, Series 63, Series 55, Series 25, Series 57TO, and SIE. Peter has a history of working with RBC Capital Markets, LLC and RBC Capital Markets Corporation. The advisor is currently registered with 52 states and holds 5 FINRA registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/29/2008 - 05/01/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/06/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
05/15/2002 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 06/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/27/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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