Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Sterling is a financial advisor with over 20 years of experience in the industry. Peter currently works at Neuberger Berman BD LLC and is registered with the state of California and New York. Prior to Neuberger Berman, Peter worked for Coastland Capital and held previous positions at KBC Financial Products USA, INC. and KBC ADIRONDACK ELECTRONIC MARKETS LLC. Peter holds Series 63, 66, 7, and 55 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/01/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
12/15/1999 - 04/14/2004
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
10/02/2000 - 02/22/2001
KBC ADIRONDACK ELECTRONIC MARKETS LLC (NEW YORK NY)
BOTH
Issued 07/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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