Invested Better
Unclaimed

Unclaimed

Unclaimed

Peter Matthew Prinstein

Pimco Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Peter? Claim Your Profile

About Peter Matthew Prinstein

Peter Matthew Prinstein is a financial advisor with over 20 years of experience in the industry. Peter currently works at Pimco Investments LLC. Prior to joining Pimco, Peter worked at Allianz Global Investors Distributors LLC. Peter holds the Series 3, 6, 7, 24, and 63 licenses, and is registered in 53 states.

Firm Information

Peter Prinstein is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Peter Prinstein’s Registration & Firm History

CA

02/14/2011 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

NY

05/14/2003 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

Not sure if Peter Matthew Prinstein is right for you?

Licenses & Designations

IA

Issued 09/12/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/28/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2020

Series 24 - General Securities Principal Examination

BC

Issued 12/21/2023

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2004

Series 7 - General Securities Representative Examination

BC

Issued 05/12/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Matthew Prinstein.
Not sure if Peter Matthew Prinstein is right for you?