Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Marshall Stephenson is a financial advisor who has been in the industry since 2003. Peter is currently registered with Robinhood Financial, LLC and Robinhood Securities, LLC. Previously, Peter was registered with WELLS FARGO CLEARING SERVICES, LLC, CENTURY SECURITIES ASSOCIATES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, SCOTTRADE, INC. and EDWARD JONES. Peter holds several industry licenses including Series 7, 63, 3, 4, 9, 10, 24, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/27/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
MO
10/23/2019 - 02/22/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
07/11/2019 - 09/25/2019
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
07/08/2015 - 09/25/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
03/31/2008 - 03/16/2015
SCOTTRADE, INC. (ST. LOUIS MO)
MO
05/22/2001 - 10/29/2003
EDWARD JONES (ST. LOUIS MO)
DE
02/18/1998 - 09/22/2000
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MN
05/15/1997 - 12/08/1997
GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
BC
Issued 04/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/02/2010
Series 4 - Registered Options Principal Examination
BC
Issued 06/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2015
Series 3 - National Commodity Futures Examination
BC
Issued 03/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Peter Stephenson is the right advisor for you? Invested Better is here to help.
