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Peter Mark Siedem

Stonex Financial Inc.

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About Peter Mark Siedem

Peter Siedem is a registered representative with Stonex Financial Inc., based in New York, NY. Peter has been in the securities industry since 1993 and has extensive experience in the financial services field. Peter holds the Series 7, Series 63 and SIE licenses. Peter has previously held positions at COWEN AND COMPANY, MIZUHO SECURITIES USA LLC, NOMURA SECURITIES INTERNATIONAL, INC., IMPERIAL CAPITAL, LLC, J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., LEHMAN BROTHERS INC., LAZARD FRERES & CO. LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and CAPITAL ANALYSTS, INCORPORATED.

Firm Information

Peter Siedem is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Siedem’s Registration & Firm History

NY

09/11/2023 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

07/05/2022 - 07/18/2023

COWEN AND COMPANY (NEW YORK NY)

NY

07/03/2019 - 03/17/2020

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

08/10/2017 - 05/07/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

04/04/2016 - 05/22/2017

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

10/01/2008 - 04/05/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

03/27/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/29/2000 - 03/26/2001

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/08/1992 - 03/08/2000

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

10/31/1990 - 04/03/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

OH

03/20/1990 - 11/01/1990

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BC

Issued 06/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Mark Siedem.
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