Unclaimed
Peter Froggatt is a financial advisor registered with Bok Financial Securities, Inc. in Houston, Texas. Peter has been in the securities industry since 2019. Peter's previous experience includes working with Edward Jones in St. Louis, Missouri. Peter is registered to offer securities and investment advisory services in Connecticut, Florida, Georgia, Louisiana, Mississippi, Missouri, Montana, Nevada, New Mexico, New York, North Carolina, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/14/2023 - Present
BOK Financial Securities, Inc. (BELLAIRE TX)
TX
01/28/2019 - 08/24/2023
EDWARD JONES (HOUSTON TX)
BOTH
Issued 02/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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