Unclaimed
Peter Mario Garofolo is a financial advisor with over 39 years of experience in the securities industry. Peter joined First Brokers Securities LLC in 1991. Before joining First Brokers Securities LLC, Peter worked at Murphy & Durieu, Jesup, Josephthal & Co., Inc. and Josephthal & Co., Incorporated. Peter holds the Series 7 and SIE licenses and is registered with FINRA and the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/11/1991 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
NY
05/25/1983 - 01/29/1991
MURPHY & DURIEU (NEW YORK NY)
NA
05/29/1990 - 12/03/1990
JESUP, JOSEPHTHAL & CO., INC.
NA
05/25/1983 - 05/29/1990
JOSEPHTHAL & CO., INCORPORATED
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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