linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Peter Marc Kaufman

Maxim Group LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Peter? Claim Your Profile

About Peter Marc Kaufman

Peter Kaufman is a financial professional with over 20 years of experience in the industry. Peter is currently registered with Maxim Group LLC in Miami Beach, Florida. Prior to joining Maxim Group, Peter worked at Noble Financial Capital Markets, Dalton Kent Securities Group, Inc., Barrington Capital Group, L.P., Kensington Wells Incorporated and Duke & Co., Inc.. Peter holds Series 7, 24, 55, 57TO and SIE licenses. Peter is registered in California, Connecticut, Florida, Georgia, New Jersey and New York.

Firm Information

Peter Kaufman is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Peter Kaufman’s Registration & Firm History

FL

12/21/2011 - Present

Maxim Group LLC (Miami Beach FL)

FL

08/04/2006 - 12/19/2011

NOBLE FINANCIAL CAPITAL MARKETS (BOCA RATON FL)

NY

06/30/1998 - 03/01/1999

DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)

NY

10/10/1996 - 06/16/1998

BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)

NA

07/21/1995 - 09/27/1996

KENSINGTON WELLS INCORPORATED

NY

07/19/1994 - 07/26/1995

DUKE & CO., INC. (NEW YORK NY)

NY

11/12/1993 - 01/26/1994

OPPENHEIMER & CO., INC. (NEW YORK NY)

Not sure if Peter Marc Kaufman is right for you?

Licenses & Designations

BC

Issued 07/24/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/11/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Peter Marc Kaufman. Review regulatory record here.
Not sure if Peter Marc Kaufman is right for you?