Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Maragos is a financial professional with over 12 years of experience in the industry. Peter is currently registered with Dash Financial Technologies LLC as a Registered Representative and a Principal. Peter has previously worked at DASH PRIME LLC and ISRAEL A. ENGLANDER & CO., LLC. Peter holds a Series 63, Series 14, Series 4, Series 24, Series 99TO, Series 57TO, SIE, Series 55, and Series 7 license and is currently registered in 26 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/20/2012 - Present
Dash Financial Technologies LLC (Jersey City NJ)
NY
06/26/2019 - 08/02/2021
DASH PRIME LLC (New York NY)
MI
04/16/2010 - 08/02/2012
ISRAEL A. ENGLANDER & CO., LLC (BIRMINGHAM MI)
BC
Issued 03/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/07/2009
Series 4 - Registered Options Principal Examination
BC
Issued 10/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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