Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Malcolm Phelan has been in the securities industry since 1987 and is currently registered with The Klein Group, LLC. Peter has extensive experience in the financial services industry, with prior roles at Citigroup Global Markets Inc., Salomon Brothers Inc., and Drexel Burnham Lambert Incorporated. Peter holds the Series 7, Series 24, Series 63, and SIE licenses and has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/11/2013 - Present
THE Klein Group, LLC (New York NY)
NY
12/03/1991 - 03/14/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NA
04/03/1988 - 03/05/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
03/08/1985 - 09/16/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/23/1983 - 01/11/1985
FAHNESTOCK & CO.
BC
Issued 10/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Phelan is the right advisor for you? Invested Better is here to help.
