Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter MacLean is a Registered Representative with Bofa Securities, Inc. Peter has been in the securities industry for over 26 years and has experience with Merrill Lynch Professional Clearing Corp., BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ABN AMRO SAGE CORPORATION, and ING BARINGS CORP. Peter has Series 4, 7, 24, 55, 57TO, and 63 licenses. Peter is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
IL
07/25/2023 - Present
Bofa Securities, Inc. (CHICAGO IL)
IL
05/13/2004 - 08/14/2023
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (CHICAGO IL)
IL
05/10/2019 - 05/28/2021
BOFA SECURITIES, INC. (CHICAGO IL)
IL
01/23/2019 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
04/30/2001 - 04/20/2004
ABN AMRO SAGE CORPORATION (CHICAGO IL)
NY
07/07/1997 - 05/22/2001
ING BARINGS CORP. (NEW YORK NY)
CA
11/05/1996 - 07/02/1997
PREFERRED TECHNOLOGY, INC. (SAN FRANCISCO CA)
BC
Issued 06/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/07/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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