Unclaimed
Peter MacChio is a financial professional with over 30 years of experience in the industry. Peter is currently registered with Wells Fargo Securities, LLC and holds Series 4, 7, 14, 24, 26, 39, 52TO, 55, 57TO, 63, 79TO, 82TO, 99TO and SIE licenses. Peter was previously employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Professional Clearing Corp, BANC OF AMERICA SECURITIES LLC, SANTANDER INVESTMENT SECURITIES INC, THE J.B. SUTTON GROUP, LLC, STRATTON OAKMONT INC and SMITH BARNEY INC. Peter is licensed to conduct business in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
07/23/2009 - 10/04/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/14/2010 - 09/23/2015
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
04/19/2005 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/16/1998 - 04/13/2005
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
04/03/1997 - 08/28/1998
THE J.B. SUTTON GROUP, LLC (MELVILLE NY)
NY
04/28/1995 - 09/09/1996
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
NY
10/25/1994 - 02/24/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
04/30/1993 - 06/16/1994
DESCAP SECURITIES, INC. (NEW YORK NY)
NY
06/03/1991 - 12/17/1991
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BC
Issued 06/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/07/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/31/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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