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Peter MacArthur

Pershing LLC

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About Peter MacArthur

Peter MacArthur is a financial advisor with over 20 years of experience in the industry. Peter is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in New Jersey and Missouri. Peter has a strong background in providing investment advice and has held previous positions at firms including Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Davis Distributors, LLC, and Fidelity Brokerage Services, Inc.

Firm Information

Peter MacArthur is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter MacArthur’s Registration & Firm History

NJ

02/27/2024 - Present

Pershing LLC (JERSEY CITY NJ)

MO

10/08/2021 - 03/29/2022

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

MO

03/31/2009 - 05/09/2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MO

01/01/2008 - 03/23/2009

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

MO

02/14/2007 - 01/03/2008

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

AZ

05/02/2006 - 02/05/2007

DAVIS DISTRIBUTORS, LLC (TUCSON AZ)

MO

07/28/2000 - 04/06/2006

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

RI

04/09/1998 - 05/02/2000

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 11/05/2021

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/07/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/30/2021

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Peter MacArthur. Review regulatory record here.
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