Unclaimed
Peter MacArthur is a financial advisor with over 20 years of experience in the industry. Peter is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in New Jersey and Missouri. Peter has a strong background in providing investment advice and has held previous positions at firms including Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Davis Distributors, LLC, and Fidelity Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/27/2024 - Present
Pershing LLC (JERSEY CITY NJ)
MO
10/08/2021 - 03/29/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
03/31/2009 - 05/09/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
01/01/2008 - 03/23/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
02/14/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
AZ
05/02/2006 - 02/05/2007
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
MO
07/28/2000 - 04/06/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
RI
04/09/1998 - 05/02/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 11/05/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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