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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter M Purtell is a financial advisor with over 25 years of experience in the industry. Peter is currently a Registered Principal at Morgan Stanley and is based in the Baltimore office. Peter has held previous roles at firms including Legg Mason Wood Walker, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Alex. Brown & Sons Incorporated. Peter holds licenses for Series 4, 7, 9, 10, 14, 24, 27, 3, 63, 65, 99TO, and SIE. Peter has a strong track record of success in providing financial advice to individuals, families, and businesses. Peter is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
11/22/2006 - Present
Morgan Stanley (Baltimore MD)
MD
06/27/2006 - 03/16/2010
MORGAN STANLEY & CO. INCORPORATED (BALTIMORE MD)
DC
02/21/2006 - 06/20/2006
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
MD
12/02/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/13/2001 - 06/03/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
05/09/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
10/23/1995 - 11/05/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
10/04/1995 - 10/24/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
05/15/1995 - 08/31/1995
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
IA
Issued 11/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/22/2006
Series 14 - Compliance Officer Examination
BC
Issued 10/30/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2008
Series 3 - National Commodity Futures Examination
BC
Issued 05/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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