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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Braden is an investment advisor representative for Cambridge Investment Research Advisors, Inc., and has been in the industry since November 27, 2006. Peter Braden has been registered with Cambridge Investment Research Advisors, Inc. since January 27, 2020. Peter Braden is also registered with the following states: California, Florida, Michigan, and New York. Peter Braden is a licensed investment advisor representative and has passed both Series 63 and 66 exams. Peter Braden has been with Morgan Stanley since 2014 and was previously with MetLife Securities Inc. and Assent LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MI
01/27/2020 - Present
Cambridge Investment Research Advisors, Inc. (Traverse City MI)
MI
11/20/2014 - 01/08/2020
MORGAN STANLEY (TRAVERSE CITY MI)
NY
06/13/2008 - 10/30/2014
METLIFE SECURITIES INC. (NEW YORK NY)
NY
01/04/2008 - 02/27/2008
ASSENT LLC (NEW YORK NY)
NY
07/07/2006 - 01/04/2008
ASSENT LLC (NEW YORK NY)
BOTH
Issued 12/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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