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Peter M Apostol

Regiment Securities, LLC

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About Peter M Apostol

Peter M. Apostol is a financial advisor with Regiment Securities, LLC based in Chicago, IL. Peter has been in the financial industry since January 6, 2020, and holds licenses Series 63, Series 82TO and SIE. Peter is registered to provide investment advice in California, Florida, and New York. Prior to joining Regiment Securities, LLC, Peter was employed with Entoro Securities, LLC in Houston, TX from October 22, 2019 to October 17, 2022.

Firm Information

Peter Apostol is currently registered with Regiment Securities, LLC. Regiment Securities, LLC is a Limited Liability Company formed on September 21, 2020. The firm is registered with the SEC and in 31 states.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Apostol’s Registration & Firm History

IL

01/03/2023 - Present

Regiment Securities, LLC (CHICAGO IL)

TX

10/22/2019 - 10/17/2022

ENTORO SECURITIES, LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 05/24/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2019

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 08/19/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Peter M Apostol. Review regulatory record here.
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