Unclaimed
Peter M. Apostol is a financial advisor with Regiment Securities, LLC based in Chicago, IL. Peter has been in the financial industry since January 6, 2020, and holds licenses Series 63, Series 82TO and SIE. Peter is registered to provide investment advice in California, Florida, and New York. Prior to joining Regiment Securities, LLC, Peter was employed with Entoro Securities, LLC in Houston, TX from October 22, 2019 to October 17, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/03/2023 - Present
Regiment Securities, LLC (CHICAGO IL)
TX
10/22/2019 - 10/17/2022
ENTORO SECURITIES, LLC (HOUSTON TX)
BC
Issued 05/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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