Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Lynn Gallegos is a financial advisor who has been in the industry since 2013. Peter currently works for Fidelity Brokerage Services LLC, where Peter has been registered since September 9, 2015. Peter has been registered as an Investment Advisor Representative in the State of Utah since September 9, 2015. Peter is a licensed general securities representative and has passed the Series 66 exam. Peter has also passed the Series 7 and the SIE exams. Peter is registered to sell securities in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
09/09/2015 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
11/10/2014 - 08/14/2015
MORGAN STANLEY (SOUTH JORDAN UT)
UT
06/28/2013 - 10/14/2014
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 08/31/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/14/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Peter Gallegos is the right advisor for you? Invested Better is here to help.
