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Peter Louis Taets

Neuberger Berman BD LLC

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About Peter Louis Taets

Peter Louis Taets is an investment advisor representative and has been in the industry for over 1 year. Peter is currently registered with Neuberger Berman BD LLC and has been since September 13, 2022. Previously, Peter was with Fidelity Brokerage Services LLC. Peter holds the Series 66, Series 63, Series 7TO and SIE licenses. Peter is a registered representative of Neuberger Berman BD LLC in the state of New York.

Firm Information

Peter Taets is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

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Peter Taets’s Registration & Firm History

NY

09/13/2022 - Present

Neuberger Berman BD LLC (NEW YORK NY)

CO

10/21/2021 - 08/19/2022

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BOTH

Issued 05/31/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/29/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Louis Taets.
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