Unclaimed
Peter Louis Taets is an investment advisor representative and has been in the industry for over 1 year. Peter is currently registered with Neuberger Berman BD LLC and has been since September 13, 2022. Previously, Peter was with Fidelity Brokerage Services LLC. Peter holds the Series 66, Series 63, Series 7TO and SIE licenses. Peter is a registered representative of Neuberger Berman BD LLC in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/13/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
CO
10/21/2021 - 08/19/2022
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 05/31/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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