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Peter Louis Bernstein

UMB Financial Services, Inc.

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About Peter Louis Bernstein

Peter Louis Bernstein is a financial advisor registered with UMB Financial Services, Inc. located in Denver, Colorado. Peter is currently registered with the state of Colorado as an Investment Advisor Representative. Peter has been in the industry since September 20, 2007 and is licensed in the following areas: Securities Industry Essentials, General Securities Representative, and the Uniform Combined State Law Examination. Peter has been associated with UMB Financial Services, Inc. since July 2018 and has prior experience with BancWest Investment Services, Inc. and McDonald Investments Inc. In addition to their professional activities, Peter volunteers for Colorado Business Committee for the Arts and Colorado State Thespians Conference. Peter specializes in financial planning, portfolio management for businesses and individuals.

Firm Information

Peter Bernstein is currently registered with UMB Financial Services, Inc.. UMB Financial Services, Inc. is a corporation that provides investment advisory services to individuals and businesses. The firm has been in operation since 1985 and is headquartered in Kansas City, Missouri. UMB Financial Services, Inc. offers a range of services, including financial planning, portfolio management, and wrap fee programs. The firm is registered with the SEC and is also registered in 52 states.
UMB Financial Services, Inc.

928 GRAND BLVD

KANSAS CITY, MO 64106

$730,778

Assets Under Management

1,301

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Bernstein’s Registration & Firm History

CO

07/09/2018 - Present

UMB Financial Services, Inc. (DENVER CO)

CO

04/20/2007 - 07/19/2017

BANCWEST INVESTMENT SERVICES, INC. (GRAND JUNCTION CO)

OH

06/24/2004 - 01/10/2005

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 11/18/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Louis Bernstein.
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