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Peter Lopes Borges

Edgeline Capital, LLC

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About Peter Lopes Borges

Peter Lopes Borges is a financial advisor with over 15 years of experience in the financial services industry. Peter is currently registered with Edgeline Capital, LLC. Peter has held previous roles with Lightpath Capital, Inc, Regent Capital Group, Inc. and DAV/Wetherly Financial, L.P. Peter is licensed to offer securities in California, Louisiana, New York and Texas.

Firm Information

Peter Borges is currently registered with Edgeline Capital, LLC. Edgeline Capital, LLC is a Limited Liability Company formed in August 2009. The firm is registered in California, Florida, Illinois, Louisiana, New York, Ohio, and Texas. They have one approved SEC registration and seven approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Borges’s Registration & Firm History

CA

10/05/2020 - Present

Edgeline Capital, LLC (LOS ANGELES CA)

TX

06/02/2014 - 12/31/2021

LIGHTPATH CAPITAL, INC (SOUTHLAKE TX)

CA

04/05/2012 - 06/11/2012

REGENT CAPITAL GROUP, INC. (WESTLAKE VILLAGE CA)

CA

05/12/2003 - 01/26/2010

DAV/WETHERLY FINANCIAL, L.P. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 04/23/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2003

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Peter Lopes Borges. Review regulatory record here.
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