Unclaimed
Peter Long Hoang is a registered representative with Cetera Investment Services LLC in WESTMINSTER, CA. Peter has been in the securities industry since 2008. Peter has passed the Series 6, Series 63, and SIE exams. Peter previously worked for HSBC Securities (USA) INC., UnionBanc Investment Services, LLC, FARMERS FINANCIAL SOLUTIONS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BANC OF AMERICA INVESTMENT SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/10/2022 - Present
Cetera Investment Services LLC (WESTMINSTER CA)
CA
03/20/2019 - 02/04/2022
HSBC SECURITIES (USA) INC. (Long Beach CA)
CA
04/07/2015 - 02/06/2019
UNIONBANC INVESTMENT SERVICES, LLC (TUSTIN CA)
CA
09/23/2014 - 12/31/2014
FARMERS FINANCIAL SOLUTIONS, LLC (WESTMINSTER CA)
CA
10/20/2010 - 03/18/2013
HSBC SECURITIES (USA) INC. (GARDEN GOROVE CA)
CA
10/23/2009 - 02/02/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN GROVE CA)
CA
06/14/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GARDEN GROVE CA)
BC
Issued 06/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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