Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Livingston Moseley is a financial professional with over 30 years of experience in the industry. Moseley is currently registered with Tradition Securities And Derivatives LLC and is a licensed Series 7 and Series 63 representative. Moseley's experience includes previous roles with J.M Lummis Securities, Inc., Cross Point Capital LLC, BondNet Brokerage, Incorporated, and Asiel & Co. Moseley's career spans several decades and has included work in various states across the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/20/2023 - Present
Tradition Securities AND Derivatives LLC (Stamford CT)
CT
02/01/2019 - 05/19/2022
J.M LUMMIS SECURITIES, INC. (NEW CANAAN CT)
NY
09/02/2015 - 11/02/2018
CROSS POINT CAPITAL LLC (NEW YORK NY)
CT
01/26/2000 - 08/25/2015
J.M LUMMIS SECURITIES, INC. (NEW CANAAN CT)
CT
03/18/1996 - 08/28/1997
BONDNET BROKERAGE, INCORPORATED (GREENWICH CT)
NY
03/09/1990 - 01/30/1996
ASIEL & CO. LLC (NEW YORK NY)
NY
08/24/1982 - 02/10/1989
ASIEL & CO. (NEW YORK NY)
BC
Issued 04/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Peter Moseley is the right advisor for you? Invested Better is here to help.
