Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Levine is a financial advisor with over 30 years of experience in the industry. Peter is currently registered with Osaic Institutions, Inc. based in Meriden, CT and has held several previous positions at firms such as J.P. Morgan Securities LLC, HSBC Securities (USA) Inc., TD Ameritrade, Inc., LPL Financial LLC, and Capital One Investment Services LLC. Peter holds FINRA Series 6, 7, 24, 63 and 66 licenses and has passed the SIE exam. Peter is also a Registered Investment Advisor in New York. Peter offers financial planning, portfolio management for individuals, selection of other advisors, educational seminars, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/22/2022 - Present
Osaic Institutions, Inc. (Bay Ridge NY)
NY
01/23/2020 - 09/18/2022
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
11/14/2016 - 11/04/2019
HSBC SECURITIES (USA) INC. (MASSAPEQUA NY)
NY
02/26/2015 - 10/04/2016
TD AMERITRADE, INC. (Forest Hills NY)
NY
04/24/2012 - 02/03/2015
HSBC SECURITIES (USA) INC. (BRONX NY)
NY
07/11/2011 - 04/10/2012
LPL FINANCIAL LLC (STATEN ISLAND NY)
NY
09/05/2001 - 07/12/2011
CAPITAL ONE INVESTMENT SERVICES LLC (BROOKLYN NY)
NY
06/19/2000 - 09/18/2001
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
08/07/1996 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
DE
09/19/1995 - 08/14/1996
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
08/18/1986 - 04/22/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/18/1986 - 04/22/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 09/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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