Unclaimed
Peter Lesueur has been in the financial services industry since August 24, 2007. Peter is currently registered with Tradeweb Direct LLC and Tradeweb LLC in New York. Peter has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Securities LLC, J.P. Morgan Securities Inc., and Dresdner Kleinwort Securities LLC. Peter holds Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/14/2020 - Present
Tradeweb Direct LLC (NEW YORK NY)
NY
11/01/2010 - 04/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/26/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/20/2006 - 10/09/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/16/2005 - 11/02/2006
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
BC
Issued 10/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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