Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Bermont is a financial advisor with over 50 years of experience in the industry. Peter has been a registered representative with Raymond James & Associates, Inc. since February 2013 and is licensed to offer securities in Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Kentucky, Maine, Maryland, Massachusetts, Michigan, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Puerto Rico, South Carolina, South Dakota, Tennessee, Texas, Virginia, Washington, and West Virginia. Peter was previously with Morgan Keegan & Company, Inc. and Citigroup Global Markets Inc. In addition to being a Registered Representative, Peter is also a Registered Principal and holds the Series 63, 65, 7TO, 9, 10, 12, 24, 40 and SIE licenses. Peter is a volunteer on the Pension Committee at Jackson Health Systems and a member of the voluntary Investment Committee for Miami Community College.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/13/2013 - Present
Raymond James & Associates, Inc. (Coral Gables FL)
FL
06/09/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CORAL GABLES FL)
NY
05/22/1989 - 05/02/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
01/06/1977 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/06/1976 - 01/06/1977
DREXEL BURNHAM & CO. INCORPORATED
NA
04/01/1974 - 02/06/1976
DREXEL BURNHAM & CO. INCORPORATED
NA
03/03/1972 - 05/15/1974
BACHE & CO INCORPORATED
NA
01/06/1972 - 03/07/1972
KOHLMEYER & CO.
NA
12/03/1968 - 01/17/1972
H. HENTZ & CO., INC.
IA
Issued 04/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/01/1974
Series 40 - Registered Principal Examination
BC
Issued 03/21/1974
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 11/27/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Peter Bermont is the right advisor for you? Invested Better is here to help.
