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Peter Lep Young

Transamerica Financial Advisors, Inc.

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About Peter Lep Young

Peter Lep Young is a financial advisor based in PLEASANTON, CA, with over 13 years of experience in the industry. Peter is currently registered with Transamerica Financial Advisors, Inc. and has previous experience with J.P. MORGAN SECURITIES LLC, BA INVESTMENT SERVICES, INC., JMC INVESTMENT SERVICES, INC., KALL & CO., INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Peter holds Series 6, 7, 63 and 65 licenses. Peter provides portfolio management for individuals and selects other advisers.

Firm Information

Peter Young is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Young’s Registration & Firm History

CA

03/08/2021 - Present

Transamerica Financial Advisors, Inc. (PLEASANTON CA)

CA

04/11/2015 - 02/09/2016

J.P. MORGAN SECURITIES LLC (SARATOGA CA)

CA

05/19/1998 - 06/28/1999

BA INVESTMENT SERVICES, INC. (OAKLAND CA)

NA

09/16/1987 - 01/10/1989

JMC INVESTMENT SERVICES, INC.

NA

06/24/1980 - 08/13/1985

KALL & CO., INC.

NA

06/22/1979 - 07/06/1980

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 03/05/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/22/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/16/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Lep Young.
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