Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Leo Lafferty has been a registered representative since 1993 and is a Certified Financial Planner. Peter works with clients of all sizes, including individuals, corporations, charitable organizations, high-net-worth individuals, and pension and profit-sharing plans. Peter is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held previous positions with Citigroup Global Markets Inc., Prudential Investment Management Services LLC, and Pruco Securities Corporation. Peter specializes in a variety of areas, including retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/28/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMINGTON MN)
MN
07/17/1998 - 12/15/2008
CITIGROUP GLOBAL MARKETS INC. (MINNEAPOLIS MN)
NJ
01/01/1997 - 07/24/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
10/06/1994 - 01/01/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NE
05/19/1993 - 09/30/1994
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 09/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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