Unclaimed
Peter Lehman Block is a registered representative with Samuel A. Ramirez & Company, Inc. Peter has been in the financial services industry since May 15, 2009. Peter has a broad range of experience and is licensed in multiple states including New York, Wisconsin, Massachusetts and Arizona. Prior to joining Samuel A. Ramirez & Company, Inc., Peter was associated with Morgan Stanley & Co. LLC in New York, New York from December 3, 2009 to September 22, 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/10/2014 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
12/03/2009 - 09/22/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
IL
08/15/2008 - 03/03/2009
DEPFA FIRST ALBANY SECURITIES, LLC (CHICAGO IL)
BC
Issued 10/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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