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Peter Lehman Block

Samuel A. Ramirez & Company, Inc.

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About Peter Lehman Block

Peter Lehman Block is a registered representative with Samuel A. Ramirez & Company, Inc. Peter has been in the financial services industry since May 15, 2009. Peter has a broad range of experience and is licensed in multiple states including New York, Wisconsin, Massachusetts and Arizona. Prior to joining Samuel A. Ramirez & Company, Inc., Peter was associated with Morgan Stanley & Co. LLC in New York, New York from December 3, 2009 to September 22, 2014.

Firm Information

Peter Block is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Block’s Registration & Firm History

NY

09/10/2014 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

12/03/2009 - 09/22/2014

MORGAN STANLEY & CO. LLC (NEW YORK NY)

IL

08/15/2008 - 03/03/2009

DEPFA FIRST ALBANY SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/01/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/14/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Lehman Block.
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