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Peter Lee

Guggenheim Securities, LLC

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About Peter Lee

Peter Lee is an investment banking professional with over seven years of experience in the financial services industry. Peter is currently registered with Guggenheim Securities, LLC. Peter holds the Series 79, Series 63, and Series 56 licenses. Peter's previous experience includes time with Peak6 Capital Management LLC.

Firm Information

Peter Lee is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Lee’s Registration & Firm History

NY

09/17/2021 - Present

Guggenheim Securities, LLC (NEW YORK NY)

IL

08/01/2013 - 12/19/2014

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/24/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/17/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/14/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2013

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Lee.
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