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Peter Laurence Clark

Prudential Investment Management Services LLC

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About Peter Laurence Clark

Peter Laurence Clark has been in the financial services industry since May 9, 1999. Currently, Peter is registered with Prudential Investment Management Services LLC as a registered representative and is licensed in all 50 states. Previously, Peter was registered with Schroder Fund Advisors Inc, J.P. Morgan Securities Inc and J.P. Morgan Securities Inc. Peter's professional designations include the Series 7, Series 24, Series 63, Series 99TO, and SIE exams.

Firm Information

Peter Clark is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Clark’s Registration & Firm History

NY

07/30/2012 - Present

Prudential Investment Management Services LLC (NEW YORK NY)

NY

06/05/2006 - 03/30/2007

SCHRODER FUND ADVISORS INC. (NEW YORK NY)

NY

05/01/2001 - 10/19/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/18/1992 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/26/1987 - 03/20/1990

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/04/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Laurence Clark.
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