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Peter Lapina

Stonex Financial Inc.

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About Peter Lapina

Peter Lapina is a financial advisor with over 30 years of experience in the industry. Peter is currently registered with Stonex Financial Inc. in New York. Previously, Peter was with Imperial Capital, LLC, Stifel, Nicolaus & Company, Incorporated, Guggenheim Securities, LLC, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Citigroup Global Markets Inc., Credit Lyonnais Securities (USA), Inc., J.P. Morgan Securities Inc. and Smith Barney Inc. Peter is a Series 7 and Series 63 licensed financial advisor.

Firm Information

Peter Lapina is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Lapina’s Registration & Firm History

NY

11/10/2023 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

04/01/2020 - 11/13/2023

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

05/02/2018 - 04/03/2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

03/30/2016 - 05/04/2018

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

10/01/2008 - 03/22/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/06/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/28/2001 - 02/14/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/02/1998 - 07/28/2000

CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)

NY

01/06/1998 - 09/03/1998

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/02/1990 - 12/22/1997

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/18/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Lapina.
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