Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter L. Philpott is an investment advisor representative who has been in the industry since June 2002. Peter is currently registered with Robert W. Baird & Co. Inc. and has previously worked with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Peter has a range of experience in the financial industry, holding licenses and certifications in various areas, including securities, commodities, and investment advising. Peter is also a passive joint owner of a private service company, Industrial Refractory Services, Inc. Peter has experience working with a variety of client types, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
08/10/2010 - Present
Robert W. Baird & Co. Inc. (FORT WORTH TX)
TX
06/01/2009 - 08/20/2010
MORGAN STANLEY SMITH BARNEY (FT. WORTH TX)
TX
06/21/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FT. WORTH TX)
IA
Issued 07/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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