Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Dafniotis is an investment advisor representative at Osaic Wealth, Inc. Peter has been working in the financial services industry for over 23 years. Peter is registered with the state of New York as well as the state of Florida. Peter has a wide range of experience in the financial services industry and has helped many clients reach their financial goals. Peter specializes in working with individuals, corporations, and charitable organizations. Peter is a Registered Representative for the firm, and holds Series 66, 63, 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/28/2023 - Present
Osaic Wealth, Inc. (MANHASSET NY)
NY
12/13/2016 - 09/05/2023
SANTANDER SECURITIES LLC (JACKSON HEIGHTS NY)
NY
05/01/2013 - 10/04/2016
TD AMERITRADE, INC. (FOREST HILLS NY)
NY
05/27/2008 - 04/12/2013
LPL FINANCIAL LLC (LONG ISLAND CITY NY)
NY
06/06/2005 - 05/27/2008
IFMG SECURITIES, INC. (KEW GARDENS NY)
CA
06/08/2004 - 06/02/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
01/02/2004 - 05/03/2004
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
04/18/2000 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
09/09/1999 - 03/16/2000
NORTHRIDGE CAPITAL CORPORATION (MELVILLE NY)
NY
07/01/1999 - 09/20/1999
NEW TIMES SECURITIES SERVICES, INC. (MELVILLE NY)
BOTH
Issued 05/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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