Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Kurt Frederick is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Peter has been in the industry since 1991, and is registered in California and Texas as a Registered Representative. Peter has held previous positions at Morgan Stanley, Citigroup Global Markets Inc., PaineWebber Incorporated, John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, Dean Witter Reynolds Inc., Kemper Securities Group, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/05/2021 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
06/01/2009 - 02/07/2013
MORGAN STANLEY (SACRAMENTO CA)
CA
05/04/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SACRAMENTO CA)
NJ
12/04/1993 - 07/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
06/02/1993 - 03/05/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/02/1993 - 03/05/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
05/12/1992 - 05/11/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
09/25/1991 - 06/02/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
MN
03/11/1991 - 09/12/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/11/1991 - 09/12/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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